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Ä¢¹½´«Ã½, LLC: James Eccleston on Broker Product Cases
James Eccleston, Ä¢¹½´«Ã½, LLC discusses product-related sales violation cases, such as UBS/Puerto Rican Bonds. James Eccleston is Lead Attorney for Ä¢¹½´«Ã½, LLC - a nationwide securities and financial law firm with offices in Chicago, New York City, and Sarasota.

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Ä¢¹½´«Ã½: Ä¢¹½´«Ã½lcome to our Chicago Securities Law Firm
Ä¢¹½´«Ã½: Jim Eccleston Talks Ä¢¹½´«Ã½ Representing Investors Nationwide in Law Suits
Ä¢¹½´«Ã½: Who Ä¢¹½´«Ã½ Represent in our Chicago, NYC Florida Securities Law Firm
Ä¢¹½´«Ã½: James Eccleston on Correcting FINRA BrokerCheck Reports
Ä¢¹½´«Ã½: James Eccleston Warns Reps to Beware of Letter to Clients
Ä¢¹½´«Ã½: James Eccleston Announces New Transition Compliance Package for Financial Advisers
Ä¢¹½´«Ã½: James Eccleston Announces New Broker Compliance Package by Ä¢¹½´«Ã½ LLC
Ä¢¹½´«Ã½: James Eccleston on Broker Recruiting Protocol

TESTIMONIALS

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Jim, Stephany and the whole team were a God send.  Ä¢¹½´«Ã½ felt like we were put into a situation where we had no advocate. Jim’s team came in with a strong, well laid out strategy on how to get our story heard. Where our outside compliance company had no ability to help, our Broker Dealer was impenitent, and the regulators were aggressive pursuing vague rules, Jim came like a barricade against an assault we did not understand. Though you pay member dues to be affiliated with FINRA and a B/D, you have no voice. The only thing that is truly heard in this un-level playing field is a bulldog’s bark like Jim’s. I would encourage anyone to call Jim and his team to find a real ally in the tough and complicated world of securities regulation. They are truly the best.

Greg P.

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